Filing Details

Accession Number:
0001104659-22-040391
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-30 21:26:54
Reporting Period:
2021-09-13
Accepted Time:
2022-03-30 21:26:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585608 Jaguar Health Inc. JAGX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008377 A Lisa Conte C/O Jaguar Health, Inc.
200 Pine Street, Suite 400
San Francisco CA 94104
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-13 7,968 $2.51 8,003 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted stock units Acquisiton 2022-03-28 606,280 $0.00 606,280 $0.00
Common Stock Restricted stock units Acquisiton 2022-03-28 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
606,280 No 4 A Direct
25,000 No 4 A Direct
Footnotes
  1. On September 8, 2021, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its voting common stock (the "Reverse Stock Split). Upon effectiveness of the Reverse Stock Split, every 3 shares of voting common stock was automatically converted into one share of voting common stock.
  2. Granted pursuant to the issuer's 2014 Stock Incentive Plan.
  3. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  4. The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
  5. The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.
  6. The restricted stock units vest upon (i) successful completion of the pivotal trial of crofelemer (Mytesi) for cancer-therapy related diarrhea and (ii) successful completion of the investigator-initiated trials in support of the proof-of-concept requirement for early access program for patient access in Europe.