Filing Details

Accession Number:
0001562180-22-002978
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-29 17:14:22
Reporting Period:
2022-03-25
Accepted Time:
2022-03-29 17:14:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580864 Vroom Inc. VRM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214607 Jr J Robert Mylod C/O Vroom, Inc.
1375 Broadway, Floor 11
New York NY 10018
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-25 14,667 $2.85 470,138 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,268,540 Indirect By Annox Capital, LLC
Footnotes
  1. The sale of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,600 shares, with purchases of Common Stock by the reporting person on March 7, 2022. The reporting person has paid to the Issuer $103.00, representing the full amount of the profit realized in connection with the short-swing transaction.
  2. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
  3. Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.07. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.