Filing Details
- Accession Number:
- 0000950117-11-000567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 12:39:12
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 12:39:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730716 | Zygo Corp | ZIGO | Optical Instruments & Lenses (3827) | 060864500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501452 | M Michael Vehlies | Laurel Brook Road Middlefield CT 06455 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 1,000 | $9.74 | 13,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 1,000 | $13.70 | 12,985 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-01 | 2,500 | $9.01 | 15,485 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 2,500 | $14.13 | 12,985 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-01 | 1,500 | $10.00 | 14,485 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 1,500 | $14.10 | 12,985 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2011-05-31 | 1,000 | $9.74 | 1,000 | $9.74 |
| Common Stock | Employee Stock Option | Disposition | 2011-06-01 | 2,500 | $9.01 | 2,500 | $9.01 |
| Common Stock | Employee Stock Option | Disposition | 2011-06-01 | 1,500 | $10.00 | 1,500 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-17 | 2012-06-16 | No | 4 | M | Direct |
| 0 | 2008-08-23 | 2014-08-22 | No | 4 | M | Direct |
| 0 | 2007-08-18 | 2013-08-17 | No | 4 | M | Direct |
Footnotes
- Date on which all options were fully vested.
Billionaire Hedge Funds
