Filing Details

Accession Number:
0001209191-22-021124
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-25 17:00:28
Reporting Period:
2022-03-23
Accepted Time:
2022-03-25 17:00:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 850796578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834036 Jurgen Leohold C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-03-23 4,283 $1.33 156,872 No 4 M Direct
Class A Common Stock Acquisiton 2022-03-23 10,000 $2.38 166,872 No 4 M Direct
Class A Common Stock Disposition 2022-03-23 14,283 $18.00 152,589 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2022-03-23 4,283 $0.00 4,283 $1.33
Class A Common Stock Option (right to buy) Disposition 2022-03-23 10,000 $0.00 10,000 $2.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,892 2019-01-01 2027-12-13 No 4 M Direct
282,175 2020-12-11 2029-12-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.015, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
  4. 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.
  5. 20% of the shares subject to the option will vest and become exercisable on December 11, 2020, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.