Filing Details

Accession Number:
0001214659-22-004238
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-22 17:48:21
Reporting Period:
2021-03-19
Accepted Time:
2022-03-22 17:48:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1916745 Cnh Capital Co Ltd 9F Golden Tower 511
Samseong-Ro, Gangnam-Gu
Seoul M5 06158
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-05-24 5,000 $34.27 137,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-24 12,000 $34.10 750,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-25 5,000 $33.63 142,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-25 10,000 $32.63 760,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-26 5,000 $32.52 20,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-26 10,000 $34.00 765,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-27 35,000 $31.30 800,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-28 10,000 $31.06 152,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-05-28 5,000 $29.57 805,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-01 9,350 $29.42 161,400 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-01 650 $30.00 162,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-01 4,500 $29.22 24,500 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-01 500 $30.01 25,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-01 10,000 $29.18 815,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-02 5,000 $28.96 167,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-02 10,000 $29.53 825,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-03 10,000 $28.74 177,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-03 10,000 $28.42 835,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-04 8,700 $28.15 185,750 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-04 1,300 $29.01 187,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-04 5,000 $27.35 840,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-07 5,000 $27.46 192,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-07 2,500 $27.59 27,500 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-07 3,000 $28.79 843,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-08 5,000 $30.04 197,050 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-08 7,000 $30.35 850,000 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-14 5,000 $33.72 32,500 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-15 5,000 $33.38 37,500 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-16 3,022 $33.23 40,522 No 4 P Indirect See Note
Class A Common Stock Acquisiton 2021-06-16 1,978 $33.96 42,500 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Contract For Difference Acquisiton 2021-03-24 3,000 $48.50 3,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-03-30 5,000 $46.00 5,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-03-30 7,000 $45.00 7,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-03-30 3,000 $46.30 3,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-04-16 539 $52.80 539 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-04-16 14,461 $53.50 14,461 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-04-16 5,000 $55.94 5,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-05-12 5,000 $37.61 5,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-02 2,500 $29.00 2,500 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-03 5,000 $28.74 5,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-03 5,000 $28.76 5,000 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-04 2,500 $27.85 2,500 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-04 2,500 $28.70 2,500 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-08 2,500 $30.02 2,500 $0.00
Class A Common Stock Contract For Difference Acquisiton 2021-06-16 5,000 $33.75 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,000 No 4 P Indirect
53,500 No 4 P Indirect
50,463 No 4 P Indirect
53,463 No 4 P Indirect
54,002 No 4 P Indirect
68,463 No 4 P Indirect
73,463 No 4 P Indirect
21,000 No 4 P Indirect
23,500 No 4 P Indirect
28,500 No 4 P Indirect
45,500 No 4 P Indirect
31,000 No 4 P Indirect
33,500 No 4 P Indirect
36,000 No 4 P Indirect
50,500 No 4 P Indirect
Footnotes
  1. Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  2. Directly held by CNH.
  3. Directly held by CNH Capital.
  4. Directly held by Duk Ho Cho.
  5. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  6. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  7. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  8. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  9. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  10. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  11. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  12. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  13. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  14. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  15. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  16. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  17. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  18. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  19. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  20. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  21. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  22. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  23. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  24. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  25. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  26. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  27. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  28. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  29. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  30. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
  31. A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.