Filing Details
- Accession Number:
- 0001243786-22-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-22 16:10:39
- Reporting Period:
- 2022-03-21
- Accepted Time:
- 2022-03-22 16:10:39
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547351 | D. Corrine Ricard | C/O The Mosaic Company 101 East Kennedy Blvd., Suite 2500 Tampa FL 33602 | Sr Vp - Mosaic Fertilizantes | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-21 | 10,000 | $67.00 | 65,501 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $57.62 | 2022-07-19 | 7,284 | 7,284 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $54.03 | 2023-07-18 | 9,470 | 9,470 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $49.73 | 2024-03-07 | 10,644 | 10,644 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $50.43 | 2025-03-05 | 13,057 | 13,057 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $28.49 | 2026-03-03 | 27,877 | 27,877 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $30.42 | 2027-03-02 | 33,636 | 33,636 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 27,848 | 27,848 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2023-03-05 | 24,707 | 24,707 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2024-03-04 | 16,909 | 16,909 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2025-03-03 | 12,217 | 12,217 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-07-19 | 7,284 | 7,284 | Direct |
| 2023-07-18 | 9,470 | 9,470 | Direct |
| 2024-03-07 | 10,644 | 10,644 | Direct |
| 2025-03-05 | 13,057 | 13,057 | Direct |
| 2026-03-03 | 27,877 | 27,877 | Direct |
| 2027-03-02 | 33,636 | 33,636 | Direct |
| 27,848 | 27,848 | Direct | |
| 24,707 | 24,707 | Direct | |
| 16,909 | 16,909 | Direct | |
| 12,217 | 12,217 | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.02, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- This Stock Option is 100% exercisable.
- Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
- Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.
- Not Applicable
- One-for-One
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