Filing Details

Accession Number:
0001209191-22-020305
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-03-21 17:34:09
Reporting Period:
2022-03-18
Accepted Time:
2022-03-21 17:34:09
Original Submission Date:
2022-03-21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822523 Afc Gamma Inc. AFCG () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431385 Brett Kaufman 525 Okeechobee Blvd.
West Palm Beach FL 33401
Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-18 2,000 $19.27 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 49,043 Indirect Trust
Footnotes
  1. The original Form 4, filed on March 21, 2022, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase.
  2. 2,000 shares were acquired in an open market purchase transaction on March 18, 2022 at a price of $19.27 per share.
  3. These shares are held subject to a restricted stock grant under the Issuer's Stock Incentive Plan and shall vest over a four-year period with 33% vesting on each of the second, third and fourth anniversaries of August 2, 2021, subject to the Reporting Person's continued service to the Issuer.
  4. Held by the Brett H. Kaufman Revocable Family Trust, of which the reporting person is the trustee and a beneficiary. The reporting person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.