Filing Details
- Accession Number:
- 0001213900-22-013885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-21 17:00:14
- Reporting Period:
- 2022-03-17
- Accepted Time:
- 2022-03-21 17:00:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534154 | Ipsidy Inc. | AUID | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1867543 | Iii N Cecil Smith | C/O Ipsidy Inc. 670 Long Beach Blvd. Long Beach, NY 11561 | President/Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Acquisiton | 2022-03-21 | 13,514 | $3.70 | 20,656 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Stock Options | Acquisiton | 2022-03-17 | 150,000 | $2.83 | 150,000 | $2.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2022-03-17 | 2032-03-17 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $7.80 | 2021-06-14 | 2031-06-14 | 600,000 | 600,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-06-14 | 600,000 | 600,000 | Direct |
Footnotes
- Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.
- The shares of common stock under the Stock Options vest on the first anniversary of grant subject to continued service.
Billionaire Hedge Funds
