Filing Details

Accession Number:
0001104659-22-036141
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-21 16:35:45
Reporting Period:
2022-03-18
Accepted Time:
2022-03-21 16:35:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1769617 Harborone Bancorp Inc. HONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675260 W. James Blake C/O Harborone Bancorp, Inc.
770 Oak Street
Brockton MA 02301
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-18 16,438 $9.79 305,278 No 4 M Direct
Common Stock Acquisiton 2022-03-18 33,562 $8.98 338,840 No 4 M Direct
Common Stock Disposition 2022-03-18 50,000 $14.39 288,840 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-03-18 16,438 $0.00 16,438 $9.79
Common Stock Stock Option (Right to Buy) Disposition 2022-03-18 33,562 $0.00 33,562 $8.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-11-26 No 4 M Direct
339,442 2029-02-27 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.205 to 14.82, inclusive.
  3. The options vested in three annual installments on November 26, 2019, November 26, 2020 and November 26, 2021.
  4. The options vested in three annual installments on February 27, 2020, February 27, 2021 and February 27, 2022.