Filing Details
- Accession Number:
- 0001104659-22-035704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-18 17:36:14
- Reporting Period:
- 2022-03-16
- Accepted Time:
- 2022-03-18 17:36:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1818874 | Sofi Technologies Inc. | SOFI | Finance Services (6199) | 981547291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1863183 | Micah Heavener | C/O Sofi Technologies, Inc. 234 1St Street San Francisco CA 94105 | Head Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-16 | 33,361 | $0.00 | 166,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-16 | 14,413 | $8.59 | 152,255 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-03-17 | 5,000 | $8.01 | 147,255 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2022-03-16 | 33,361 | $0.00 | 33,361 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 233,985 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
Billionaire Hedge Funds
