Filing Details

Accession Number:
0001567619-22-007148
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-17 16:33:57
Reporting Period:
2022-03-15
Accepted Time:
2022-03-17 16:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409888 L.p. General Standard 767 Fifth Avenue, 12Th Floor
New York NY 10153
No No No Yes
1418202 Soohyung Kim 767 Fifth Avenue 12Th Floor
New York NY 10153
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value ("Common Stock") Disposition 2022-03-15 680,000 $28.65 1,569,056 No 4 S Indirect See Footnotes
Common Stock Disposition 2022-03-15 13,878 $28.65 81,346 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 J Direct
Footnotes
  1. The securities reported herein may be deemed to be beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.
  2. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  3. Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at $28.65 per share.
  4. Shares held directly by Standard General. Does not include shares held by Mr. Glazek. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.