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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1250209	C Michael Morgan	100 California Street 14Th Floor San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2022-03-15	75,000	$7.62	1,178,937	No	4	P	Indirect	Held by Portcullis Investments, LP
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2022-03-15	37,500	$7.62	37,500	No	4	P	Indirect	Held by Trust
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2022-03-15	37,500	$7.62	37,500	No	4	P	Indirect	Held by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by Portcullis Investments, LP
No	4	P	Indirect	Held by Trust
No	4	P	Indirect	Held by Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	542,181	Indirect	By Trust
Common Stock, Par Value $0.0001 Per Share	134,005	Indirect	Held by Star Peak Sponsor LLC
Common Stock, Par Value $0.0001 Per Share	50,000	Indirect	Held by Portcullis Partners, LP

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Held by a family trust (M GST) of which the reporting person is an investment adviser.
Held by a family trust (C GST) of which the reporting person is an investment adviser.
Held by a trust of which the reporting person is a trustee.
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.