Filing Details

Accession Number:
0001104659-22-034483
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-16 16:15:36
Reporting Period:
2022-03-14
Accepted Time:
2022-03-16 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258861 B Ollin Sykes C/O Gateway Financial Hodings
P O Box 1908
Elizabeth City NC 27906
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-14 5,000 $1.66 188,920 No 4 P Indirect By SEP IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By SEP IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,550,000 Indirect By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Common Stock 95,358 Indirect By ROTH IRA
Common Stock 111,500 Indirect By IRA
Common Stock 45,787 Indirect By spouse
Common Stock 636,421 Direct
Footnotes
  1. Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 550,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.