Filing Details

Accession Number:
0001567619-22-007051
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-16 16:08:25
Reporting Period:
2022-03-14
Accepted Time:
2022-03-16 16:08:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1843574 Yavor Efremov 5201 Interchange Way
Louisville KY 40229
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-14 9,000 $29.75 9,000 No 4 P Direct
Common Stock Acquisiton 2022-03-14 3,478 $0.00 13,637 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (2022) Acquisiton 2022-03-14 22,810 $0.00 22,810 $30.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,810 2032-03-14 No 4 A Direct
Footnotes
  1. Granted pursuant to the issuer's 2021 Equity Incentive Plan.
  2. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
  3. The reported transaction involved the reporting person's receipt of a grant of 3,478 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 3,478 awarded restricted stock units, 1,159 restricted stock units previously reported in Table II and 9,000 shares of common stock.