Filing Details

Accession Number:
0001772695-22-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-15 17:47:44
Reporting Period:
2022-03-11
Accepted Time:
2022-03-15 17:47:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772695 Sunnova Energy International Inc. NOVA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675877 Lawrence Robert Lane 20 Greenway Plaza,
Suite 540
Houston TX 77046
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-11 9,941 $23.15 78,736 No 4 A Direct
Common Stock Disposition 2022-03-14 4,263 $21.90 74,473 No 4 S Direct
Common Stock Disposition 2022-03-14 100 $22.34 74,373 No 4 S Direct
Common Stock Acquisiton 2022-03-12 27,898 $0.00 102,271 No 4 M Direct
Common Stock Disposition 2022-03-14 7,507 $21.60 91,764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2022-03-12 27,898 $0.00 27,898 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,899 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect By Trust
Footnotes
  1. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were awarded under the Sunnova Energy International Inc. 2019 Long-Term Incentive Plan ("Plan").
  2. The sale of such shares of Common Stock was authorized by the reporting person in order to meet tax obligations upon vesting March 11, 2022 and further settlement.
  3. The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.32 to $22.31. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
  4. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.
  5. The sale of such shares of Common Stock was authorized by the reporting person in order to meet tax obligations upon vesting March 12, 2022 and further settlement.
  6. The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.39 to $21.92. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
  7. The Reporting Person's trust holdings include 3,000 shares of Common Stock previously held directly which were distributed to Trusts and are now owned indirectly.
  8. The RSU's were awarded under the Sunnova Energy International Inc. 2019 Long-Term Incentive Plan and will vest in three equal annual installments beginning on March 12, 2021. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.