Filing Details

Accession Number:
0001437749-22-006279
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-15 15:37:20
Reporting Period:
2022-03-11
Accepted Time:
2022-03-15 15:37:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460329 Fluent Inc. FLNT Services-Advertising (7310) 770688094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1660850 Ryan Schulke C/O Fluent, Inc.
300 Vesey Street, 9Th Floor
New York NY 10282
Chief Strategy Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-11 10,966 $1.93 6,780,368 No 4 P Direct
Common Stock Acquisiton 2022-03-14 9,034 $1.74 6,800,368 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 132,500 Indirect Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.
Common Stock 80,000 Direct
Common Stock 50,000 Direct
Common Stock 550,000 Direct
Common Stock 2,000,000 Indirect Held by RSMC Partners, LLC, of which the Reporting Person is a member.
Common Stock 725,001 Indirect Held by The Ryan Schulke 2020 GRAT, of which the Reporting Person is Trustee.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.87 to $1.96, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.7350 to $1.7399, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019.
  4. The Reporting Person has elected to defer delivery of these vested RSUs until the Reporting Person's separation of service from the Company or death or disability.
  5. Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018.
  6. Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.