Home > Insider Trading > Filing (0001179110-22-002191)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466538	Cowen Inc.	COWN	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1477552	Stephen Lasota	Cowen Inc. 599 Lexington Avenue New York NY 10022	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-03-10	70,000	$0.00	313,402	No	4	A	Direct
Class A Common Stock	Disposition	2022-03-10	27,545	$36.10	285,857	No	4	F	Direct
Class A Common Stock	Acquisiton	2022-03-10	50	$0.00	285,907	No	4	S	Direct
Class A Common Stock	Disposition	2022-03-10	3,559	$26.52	282,348	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct
No	4	F	Direct

Footnotes

On April 1, 2019, the Reporting Person was granted a performance share award consisting of 35,000 target shares, with the number of shares to be delivered upon settlement based on the attainment of certain performance metrics. In accordance with the performance share award agreement, 70,000 shares which represented the maximum payout under the performance share award agreement, were settled and delivered to the Reporting Person on March 10, 2022.
Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the settlement of performance shares, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.
Grant of Cowen stock for no monetary consideration. The stock award was settled and delivered on March 10, 2022.
Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.