Filing Details
- Accession Number:
- 0001317900-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 09:12:31
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 09:12:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819793 | Albany International Corp | AIN | Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) | 140462060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317900 | A Daniel Halftermeyer | C/O Albany International Corp. P.o. Box 1907 Albany NY 12201-1907 | President, Pmc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-05-31 | 1,000 | $18.63 | 22,462 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-05-31 | 1,000 | $27.14 | 21,462 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-05-31 | 1,000 | $16.25 | 22,462 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-05-31 | 1,000 | $27.11 | 21,462 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-05-31 | 1,000 | $18.75 | 22,462 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-05-31 | 1,000 | $27.03 | 21,462 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option | Disposition | 2011-05-31 | 1,000 | $0.00 | 1,000 | $18.63 |
| Class A Common Stock | Employee Stock Option | Disposition | 2011-05-31 | 1,000 | $0.00 | 1,000 | $16.25 |
| Class A Common Stock | Employee Stock Option | Disposition | 2011-05-31 | 1,000 | $0.00 | 1,000 | $18.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-14 | No | 4 | M | Direct | |
| 0 | 2013-05-28 | No | 4 | M | Direct | |
| 0 | 2014-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 21,462 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option | $22.25 | 2015-05-18 | 1,500 | 1,500 | Direct | |
| Class A Common Stock | Employee Stock Option | $22.25 | 2016-05-14 | 2,000 | 3,500 | Direct | |
| Class A Common Stock | Employee Stock Option | $19.75 | 2017-04-15 | 2,000 | 5,500 | Direct | |
| Class A Common Stock | Employee Stock Option | $19.38 | 2018-11-04 | 2,500 | 8,000 | Direct | |
| Class A Common Stock | Employee Stock Option | $15.69 | 2019-11-09 | 4,000 | 12,000 | Direct | |
| Class A Common Stock | Employee Stock Option | $10.56 | 2020-11-15 | 2,800 | 14,800 | Direct | |
| Class A Common Stock | Employee Stock Option | $20.45 | 2021-11-06 | 4,000 | 18,800 | Direct | |
| Class A Common Stock | Employee Stock Option | $20.63 | 2022-11-07 | 4,000 | 22,800 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 22,109 | 22,109 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2,611 | 2,611 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-18 | 1,500 | 1,500 | Direct |
| 2016-05-14 | 2,000 | 3,500 | Direct |
| 2017-04-15 | 2,000 | 5,500 | Direct |
| 2018-11-04 | 2,500 | 8,000 | Direct |
| 2019-11-09 | 4,000 | 12,000 | Direct |
| 2020-11-15 | 2,800 | 14,800 | Direct |
| 2021-11-06 | 4,000 | 18,800 | Direct |
| 2022-11-07 | 4,000 | 22,800 | Direct |
| 22,109 | 22,109 | Direct | |
| 2,611 | 2,611 | Direct |
Footnotes
- Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company.
- Fully exercisable.
- Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
- Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan.
- 6,750 Restricted Stock Units (plus related dividend units) vest on March 1, 2011; 6,750 Restricted Stock Units (plus related dividend units) vest on September 1, 2011; 6,750 Restricted Stock Units (plus related dividend units) vest on March 1, 2012; and 6,750 Restricted Stock Units (plus related dividend units) vest on September 1, 2012.
- Includes dividend units accrued on Restricted Stock Units on April 7, 2011.
- Restricted Stock Units granted on February 25, 2010 pursuant to the Albany International Corp. 2005 Incentive Plan (the "Incentive Plan"). Each Restricted Stock Unit award entitles the holder to receive a number of shares of Class A Common Stock, the cash equivalent of such shares, or a combination of cash and shares, in each case in accordance with a settlement schedule.
- The reported units (plus related dividend units) will be settled and payable on or about March 1, 2012, half in cash, half in shares of the Company's Class A Common Stock.
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