Filing Details

Accession Number:
0001604643-22-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-10 16:30:51
Reporting Period:
2022-03-08
Accepted Time:
2022-03-10 16:30:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768653 Herve Fages Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-08 12,381 $13.91 53,696 No 4 M Direct
Common Stock Disposition 2022-03-08 12,381 $43.00 41,315 No 4 S Direct
Common Stock Acquisiton 2022-03-09 20,347 $13.91 61,662 No 4 M Direct
Common Stock Acquisiton 2022-03-09 20,644 $23.63 82,306 No 4 M Direct
Common Stock Disposition 2022-03-09 36,712 $43.00 45,594 No 4 S Direct
Common Stock Disposition 2022-03-09 4,279 $44.00 41,315 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-03-08 12,381 $13.91 12,381 $13.91
Common Stock Stock Option (Right to Buy) Disposition 2022-03-09 20,347 $13.91 20,347 $13.91
Common Stock Stock Option (Right to Buy) Disposition 2022-03-09 20,644 $23.63 20,644 $23.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,370 2029-03-01 No 4 M Direct
27,023 2029-03-01 No 4 M Direct
20,644 2030-02-14 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2022.
  2. The amount of these securities includes 34,076 unvested restricted stock units in respect of the issuer's common stock.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.0000 to $43.0100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This option vests in four equal installments, three of which occurred on each of March 1, 2020, March 1, 2021, and March 1, 2022, and one of which will occur on March 1, 2023, subject to the reporting person's continued employment with the issuer through such date.
  5. This option vests in four equal installments, two of which occurred on each of January 1, 2021 and January 1, 2022, and two of which will occur on January 1, 2023 and January 1, 2024, subject to the reporting person's continued employment with the issuer through such dates.