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Home > Insider Trading > Filing (0001244203-22-000002)

Filing Details

Accession Number:: 0001244203-22-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-09 14:31:13
Reporting Period:: 2022-03-08

Accepted Time:: 2022-03-09 14:31:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244203	S David Buzby	100 California Street 14Th Floor San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Disposition	2022-03-08	86,121	$9.01	3,563	No	4	S	Indirect	By the David S. Buzby Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By the David S. Buzby Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	666,624	Direct

Footnotes

The sale reported in this filing was made to satisfy personal income tax obligations of the reporting person.