Filing Details

Accession Number:
0001834012-22-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-08 20:54:50
Reporting Period:
2022-03-04
Accepted Time:
2022-03-08 20:54:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834012 C. Thomas Chow C/O Pubmatic, Inc.
601 Marshall St.
Redwood City CA 94063
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-03-04 5,000 $0.00 5,804 No 4 M Direct
Class A Common Stock Disposition 2022-03-04 5,000 $21.82 804 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2022-03-04 1,875 $0.00 1,875 $2.97
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2022-03-04 3,125 $0.00 3,125 $2.16
Class A Common Stock Class B Common Stock Acquisiton 2022-03-04 5,000 $0.00 5,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-03-04 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,902 2029-05-20 No 4 M Direct
27,083 2030-07-28 No 4 M Direct
5,000 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $22.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
  2. The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  3. The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  4. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.