Filing Details

Accession Number:
0001209191-22-017252
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-08 18:33:44
Reporting Period:
2022-03-04
Accepted Time:
2022-03-08 18:33:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591587 Assetmark Financial Holdings Inc. AMK Investment Advice (6282) 300774039
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1782587 Grace Natalie Wolfsen C/O Assetmark Financial Holdings, Inc.
1655 Grant Street, 10Th Floor
Concord CA 94520
Evp, Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-04 5,075 $22.30 392,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.