Filing Details

Accession Number:
0001212545-22-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-08 16:15:49
Reporting Period:
2022-03-08
Accepted Time:
2022-03-08 16:15:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187511 Gary Robert Sarver C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-08 10,000 $77.00 99,822 No 4 P Indirect SF III Ltd Partnership
Common Stock Acquisiton 2022-03-08 15,000 $77.24 636,382 No 4 P Indirect Sarver Family Trust dated 09/29/1997
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect SF III Ltd Partnership
No 4 P Indirect Sarver Family Trust dated 09/29/1997
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 68,986 Direct
Depositary Shares 200,000 Indirect Sarver Family Trust dated 9/29/1997 (PS)
Common Stock 107,932 Indirect Robert G. Sarver Trust dated 09/29/1997
Common Stock 30,000 Indirect Spouse
Common Stock 5,000 Indirect Children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.72, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.73, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering.