Filing Details

Accession Number:
0001415889-22-002670
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-03-07 17:16:05
Reporting Period:
2022-03-02
Accepted Time:
2022-03-07 17:16:05
Original Submission Date:
2022-03-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640328 Jr. P. Walter Glazer 817 Maxwell Avenue
Evansville IN 47711
Ceo & President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-04 2,500 $0.00 284,297 No 4 M Direct
Common Stock Acquisiton 2022-03-04 1,666 $0.00 285,963 No 4 M Direct
Common Stock Acquisiton 2022-03-04 3,312 $13.13 289,275 No 4 P Direct
Common Stock Acquisiton 2022-03-03 1,688 $13.29 290,963 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2022-03-02 75,000 $0.00 75,000 $0.00
Common Stock Restricted Stock Units Disposition 2022-03-04 2,500 $0.00 2,500 $0.00
Common Stock Restricted Stock Units Disposition 2022-03-04 1,666 $0.00 1,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2025-03-02 No 4 A Direct
0 2022-03-04 No 4 M Direct
1,667 2023-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,500 Indirect Shares held by spouse
Footnotes
  1. Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  2. This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $13.20 to $13.30. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
  4. Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
  5. On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade.
  6. On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
  7. On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.