Filing Details
- Accession Number:
- 0001415889-22-002564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-04 17:15:38
- Reporting Period:
- 2022-03-02
- Accepted Time:
- 2022-03-04 17:15:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1640328 | Jr. P. Walter Glazer | 817 Maxwell Avenue Evansville IN 47711 | Ceo & President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-04 | 2,500 | $0.00 | 284,297 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-04 | 1,666 | $0.00 | 285,963 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-04 | 3,312 | $13.13 | 289,275 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2022-03-02 | 5,000 | $0.00 | 5,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2022-03-04 | 2,500 | $0.00 | 2,500 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2022-03-04 | 1,666 | $0.00 | 1,666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2024-03-02 | No | 4 | A | Direct | |
| 0 | 2022-03-04 | No | 4 | M | Direct | |
| 1,667 | 2023-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,500 | Indirect | Shares held by spouse |
Footnotes
- Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
- Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade.
- On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
- On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.
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