Filing Details

Accession Number:
0000706129-22-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-04 12:08:42
Reporting Period:
2022-03-02
Accepted Time:
2022-03-04 12:08:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp Inc HBNC State Commercial Banks (6022) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273295 D James Neff 515 Franklin Street
Michigan City IN 46360
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-02 4,627 $10.38 153,797 No 4 M Direct
Common Stock Disposition 2022-03-02 4,627 $20.25 149,170 No 4 S Direct
Common Stock Acquisiton 2022-03-02 3,076 $16.76 152,246 No 4 M Direct
Common Stock Disposition 2022-03-02 3,076 $20.25 149,170 No 4 S Direct
Common Stock Acquisiton 2022-03-02 4,079 $16.74 153,249 No 4 M Direct
Common Stock Disposition 2022-03-02 4,079 $20.25 149,170 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2022-03-02 4,627 $0.00 4,627 $10.38
Common Stock Employee Stock Option Disposition 2022-03-02 3,076 $0.00 3,076 $16.76
Common Stock Employee Stock Option Disposition 2022-03-02 4,079 $0.00 4,079 $16.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-15 2026-03-15 No 4 M Direct
0 2020-03-21 2027-03-21 No 4 M Direct
2,040 2021-03-19 2029-03-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,203 Indirect By Thrift Plan
Common Stock 12,461 Indirect By ESOP
Common Stock 45,064 Indirect By SERP
Footnotes
  1. Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
  2. The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.
  3. The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.
  4. The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.