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Filing Details

Accession Number:: 0001156039-22-000025
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-03 18:06:34
Reporting Period:: 2022-03-01

Accepted Time:: 2022-03-03 18:06:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1156039	Anthem Inc.	ANTM	Hospital & Medical Service Plans (6324)	352145715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1659075	W Ronald Penczek	220 Virginia Avenue Indianapolis IN 46204	Cao & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2022-03-01	369	$451.50	1,643	No	4	F	Direct
Common Stock	Acquisiton	2022-03-01	222	$0.00	1,865	No	4	A	Direct
Common Stock	Acquisiton	2022-03-01	953	$0.00	2,818	No	4	A	Direct
Common Stock	Disposition	2022-03-02	52	$463.49	2,766	No	4	F	Direct
Common Stock	Acquisiton	2022-03-03	438	$311.48	3,204	No	4	M	Direct
Common Stock	Acquisiton	2022-03-03	653	$271.27	3,857	No	4	M	Direct
Common Stock	Acquisiton	2022-03-03	468	$307.68	4,325	No	4	M	Direct
Common Stock	Disposition	2022-03-03	2,423	$463.68	1,902	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2022-03-01	882	$0.00	882	$451.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-03-03	438	$0.00	438	$311.48
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-03-03	653	$0.00	653	$271.27
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-03-03	468	$0.00	468	$307.68

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
882	2032-03-01	No	4	A	Direct
877	2031-03-01	No	4	M	Direct
654	2030-03-02	No	4	M	Direct
0	2029-03-01	No	4	M	Direct

Footnotes

PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
Represents restricted share units. Restrictions lapse as follows: 74 shares each on 3/1/2023, 3/1/2024 and 3/1/2025.
Represents performance based restricted share units. Restrictions lapse on 3/1/2022.
This transaction was executed in multiple trades at prices ranging from $463.57 to $463.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option represents a right to purchase a total of 882 shares, and is exercisable in three annual installments of 294 shares each, beginning on 3/1/2023, which is the one-year anniversary of the option grant date.
The option represents a right to purchase a total of 1,315 shares, and is exercisable in three annual installments, with two installments of 438 shares each and one installment of 439 shares, beginning on 3/1/2022, which is the one-year anniversary of the option grant date.
The option represents a right to purchase a total of 1,960 shares, and is exercisable in three annual installments, with two installments of 653 shares each and one installment of 654 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.
The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.