Filing Details
- Accession Number:
- 0001601712-22-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-03 16:19:09
- Reporting Period:
- 2022-03-01
- Accepted Time:
- 2022-03-03 16:19:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1763554 | Alberto Casellas | 777 Long Ridge Road C/O Corporate Secretary Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-01 | 25,653 | $39.47 | 94,029 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-03-01 | 11,388 | $39.47 | 82,641 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-03-01 | 15,702 | $42.47 | 66,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units | Phantom Stock Units | Acquisiton | 2022-03-01 | 3,331 | $0.00 | 3,331 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,533 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
- Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2022.
- This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
- The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the Reporting Person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of the Company's common stock.
- Includes phantom stock units acquired pursuant to the dividend reinvestment feature of the Restoration Plan.
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