Filing Details
- Accession Number:
- 0001381668-22-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-03 13:54:19
- Reporting Period:
- 2022-03-01
- Accepted Time:
- 2022-03-03 13:54:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483875 | S Ben Iii Stefanski | 7007 Broadway Avenue Cleveland OH 44105 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-01 | 17,000 | $16.37 | 81,140 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-01 | 16,401 | $17.17 | 64,739 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-03-01 | 599 | $17.13 | 64,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-03-01 | 17,000 | $16.37 | 0 | $16.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,417 | Indirect | By ESOP |
| Common Stock | 60,371 | Indirect | Trustee for uncle's trust |
Footnotes
- Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020
Billionaire Hedge Funds
