Filing Details

Accession Number:
0001127602-22-007906
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-03 13:23:29
Reporting Period:
2022-03-02
Accepted Time:
2022-03-03 13:23:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322289 L Ron Farnsworth One Sw Columbia Street, Suite 1200
Portland OR 97204
Evp/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-02 7,000 $20.49 250,680 No 4 S Direct
Common Stock Disposition 2022-03-02 2,249 $21.35 248,431 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,590 Indirect by 401(k)
Common Stock 4,179 Indirect by IRA
Common Stock 2,274 Indirect by Spouse IRA
Footnotes
  1. Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
  2. The price reported in Column 4 is a weighted average price. The shares were sold pursuant to a 10b5-1 plan, and to satisfy tax obligations upon vesting of restricted stock awards, in multiple transactions at prices ranging from $20.21 to $20.68.
  3. Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.