Filing Details
- Accession Number:
- 0001181431-11-033373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 12:27:39
- Reporting Period:
- 2011-05-26
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 12:27:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1398006 | Oak Ridge Financial Services Inc. | BKOR | National Commercial Banks (6021) | 208550086 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418413 | Iii William L Vasaly | Po Box 2 Oak Ridge NC 27310 | Sr. Vp And Chief Credit Office | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-26 | 1 | $4.00 | 5,001 | No | 4 | P | Indirect | IRA |
| Common Stock | Acquisiton | 2011-05-27 | 500 | $4.00 | 5,501 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Indirect | IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-08-18 | 4,000 | $4.82 | 4,000 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,813 | 2011-08-19 | 2020-08-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 625 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.80 | 2005-12-20 | 2011-04-29 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option | $10.40 | 2005-12-20 | 2013-08-18 | 4,813 | 19,813 | Direct |
| Common Stock | Stock Option | $10.00 | 2005-12-20 | 2014-08-17 | 10,000 | 29,813 | Direct |
| Common Stock | Stock Option | $11.20 | 2005-12-20 | 2005-12-20 | 4,000 | 33,813 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-29 | 15,000 | 15,000 | Direct |
| 2013-08-18 | 4,813 | 19,813 | Direct |
| 2014-08-17 | 10,000 | 29,813 | Direct |
| 2005-12-20 | 4,000 | 33,813 | Direct |
Footnotes
- As adjusted for stock dividend
- These stock options were awarded on August 18, 2010, with the first 20% vesting on August 19, 2011 and the remaining 80% vested over the next four years with the final 20% vesting on August 19, 2015.
Billionaire Hedge Funds
