Filing Details
- Accession Number:
- 0001251769-22-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-01 18:22:44
- Reporting Period:
- 2022-02-25
- Accepted Time:
- 2022-03-01 18:22:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1251769 | Apollo Endosurgery Inc. | APEN | Surgical & Medical Instruments & Apparatus (3841) | 161630142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449439 | G. Jeffrey Black | 1120 S. Capital Of Texas Highway Building One, Suite 300 Austin TX 78746 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-25 | 15,000 | $5.48 | 240,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-02-28 | 15,000 | $5.66 | 255,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-03-01 | 10,000 | $6.20 | 265,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents weighted average price of shares purchased. Prices ranged between $5.40 - $5.50, inclusive. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents weighted average price of shares purchased. Prices ranged between $5.58 - $5.76, inclusive. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents weighted average price of shares purchased. Prices ranged between $5.80 - $6.30, inclusive. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
