Filing Details

Accession Number:
0001209191-22-013345
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-25 19:00:25
Reporting Period:
2022-02-23
Accepted Time:
2022-02-25 19:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 850796578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834249 Timothy Holme C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-23 150,512 $0.64 300,000 No 4 M Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock Disposition 2022-02-23 288,519 $14.37 11,481 No 4 S Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock Disposition 2002-02-23 11,481 $15.06 0 No 4 S Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No 4 S Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No 4 S Indirect By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2022-02-23 150,512 $0.00 150,512 $0.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,292 2014-02-13 2023-04-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 250,621 Direct
Footnotes
  1. The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.
  2. Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $15.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.