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Filing Details

Accession Number:: 0001127602-22-006839
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-25 17:12:49
Reporting Period:: 2022-02-23

Accepted Time:: 2022-02-25 17:12:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1481859	Christine Hurtsellers	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2022-02-23	11,445	$65.86	109,847	No	4	S	Direct
Common Stock	Disposition	2022-02-23	12,185	$68.26	97,662	No	4	S	Direct
Common Stock	Disposition	2022-02-23	1,370	$69.04	96,292	No	4	S	Direct
Common Stock	Disposition	2022-02-23	14,494	$67.42	81,798	No	4	S	Direct
Common Stock	Disposition	2022-02-23	16,114	$68.25	65,684	No	4	S	Direct
Common Stock	Disposition	2022-02-23	2,174	$69.05	63,510	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Stock Unit	$0.00	69,350	69,350	Direct
Common Stock	Restricted Stock Units	$0.00	35,036	35,036	Direct
Common Stock	Performance-Based Stock Options	$0.00	110,874	110,874	Direct

Amount	Remaning Holdings	Nature of Ownership
69,350	69,350	Direct
35,036	35,036	Direct
110,874	110,874	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
The transaction was executed in multiple trades at prices ranging from $66.90 to $67.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The transaction was executed in multiple trades at prices ranging from $67.90 to $68.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The transaction was executed in multiple trades at prices ranging from $68.90 to $69.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The transaction was executed in multiple trades at prices ranging from $66.895 to $67.84. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The transaction was executed in multiple trades at prices ranging from $67.86 to $68.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The transaction was executed in multiple trades at prices ranging from $68.88 to $69.215. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
The options vest based on the conditions set forth in their respective agreements.