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Filing Details

Accession Number:: 0001127602-22-006686
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-24 20:29:17
Reporting Period:: 2022-02-22

Accepted Time:: 2022-02-24 20:29:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	Life Insurance (6311)	521222820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1852036	L. Robert Grubka	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-02-22	11,698	$0.00	28,837	No	4	M	Direct
Common Stock	Disposition	2022-02-22	5,263	$68.32	23,574	No	4	F	Direct
Common Stock	Disposition	2022-02-22	2,500	$68.50	21,074	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Stock Unit	Disposition	2022-02-22	4,222	$0.00	5,446	$0.00
Common Stock	Restricted Stock Units	Disposition	2022-02-22	6,252	$0.00	6,252	$0.00
Common Stock	Performance Stock Unit	Acquisiton	2022-02-22	9,977	$0.00	9,977	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2022-02-22	8,562	$0.00	8,562	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,216	No	4	M	Direct
7,846	No	4	M	Direct
26,193	No	4	A	Direct
16,408	No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	401(k) Plan Issuer Stock Units	$0.00			1,826	1,826	Direct
Common Stock	Deferred Savings Plan Issuer Stock Units	$0.00			418	418	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,826	1,826	Direct
	418	418	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2021.
This transaction was executed in multiple trades at prices ranging from $67.76 to $69.185. The price report represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC Staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Awarded at 129% of target.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 25, 2022) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Includes a dividend of 1.241 shares.