Filing Details

Accession Number:
0001181431-11-033088
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-27 11:01:25
Reporting Period:
2011-05-26
Filing Date:
2011-05-27
Accepted Time:
2011-05-27 11:01:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071341 Edelman Financial Group Inc. SMHG Investment Advice (6282) 760583569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904778 A Don Sanders 600 Travis, Suite 5800
Houston TX 77002
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-26 1,000 $7.90 1,937,582 No 4 P Direct
Common Stock Acquisiton 2011-03-07 16,511 $6.98 1,954,093 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2011-03-07 66,046 $0.00 66,046 $0.00
Common Stock Restricted Stock Units Disposition 2011-03-07 16,511 $0.00 16,511 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,046 2010-02-01 No 4 A Direct
49,535 2011-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect By spouse
Common Stock 12,090 Indirect By trust
Footnotes
  1. Mr. Sanders disclaims beneficial ownership of these shares.
  2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  3. Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
  4. The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
  5. Represents vested portion of award of restricted stock units, which vests 25% on date of grant.