Filing Details

Accession Number:
0001209191-22-012876
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-24 19:47:55
Reporting Period:
2022-02-22
Accepted Time:
2022-02-24 19:47:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604471 R. Osamu Watanabe C/O Moelis &Amp; Company
399 Park Avenue, 5Th Floor
New York NY 10022
General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-22 15,587 $0.00 15,718 No 4 M Direct
Class A Common Stock Disposition 2022-02-22 1,872 $47.12 13,846 No 4 F Direct
Class A Common Stock Disposition 2022-02-22 6,232 $47.12 7,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2016 Incentive Restricted Stock Units Disposition 2022-02-22 3,773 $0.00 3,773 $0.00
Class A Common Stock 2017 Incentive Restricted Stock Units Disposition 2022-02-22 3,035 $0.00 3,035 $0.00
Class A Common Stock 2018 Incentive Restricted Stock Units Disposition 2022-02-22 3,113 $0.00 3,113 $0.00
Class A Common Stock 2019 Incentive Restricted Stock Units Disposition 2022-02-22 3,818 $0.00 3,818 $0.00
Class A Common Stock 2020 Incentive Restricted Stock Units Disposition 2022-02-22 1,847 $0.00 1,847 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
3,035 No 4 M Direct
6,227 No 4 M Direct
11,455 No 4 M Direct
7,392 No 4 M Direct
Footnotes
  1. Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
  2. Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP.
  3. The RSUs were settled for Class A common stock on February 22, 2022.