Filing Details
- Accession Number:
- 0001568214-22-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-22 12:49:31
- Reporting Period:
- 2022-02-18
- Accepted Time:
- 2022-02-22 12:49:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1089892 | William Thompson | C/O Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-02-18 | 2,805 | $32.68 | 83,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-02-18 | 3,473 | $9.64 | 86,511 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-02-18 | 3,473 | $0.00 | 3,473 | $9.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | 2022-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,431 | Indirect | By Spouse |
Footnotes
- The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein.
- Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
Billionaire Hedge Funds
