Filing Details

Accession Number:
0001181431-11-032156
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 20:04:44
Reporting Period:
2011-05-19
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 20:04:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191300 O Richard Wilson 2930 W. Sam Houston Pkwy. N
Suite 300
Houston TX 77343
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-19 6,031 $0.00 146,846 No 4 A Direct
Common Stock Disposition 2011-05-20 12,000 $8.02 134,846 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2011-05-19 9,047 $8.29 9,047 $8.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
99,990 2012-05-31 2017-05-18 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $9.40 2005-12-22 2015-12-21 20,000 20,000 Direct
Common Stock Stock Option $22.37 2008-05-18 2013-05-17 7,800 27,800 Direct
Common Stock Stock Option $22.75 2009-03-28 2014-03-27 4,628 32,428 Direct
Common Stock Stock Option $2.51 2010-02-16 2015-02-15 26,668 59,096 Direct
Common Stock Stock Option $1.57 2011-08-23 2016-08-22 31,847 90,943 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-21 20,000 20,000 Direct
2013-05-17 7,800 27,800 Direct
2014-03-27 4,628 32,428 Direct
2015-02-15 26,668 59,096 Direct
2016-08-22 31,847 90,943 Direct
Footnotes
  1. The price listed represents an average price of several transactions completed on that date.
  2. The stock awards in Table 1 and 2 is 100% vested as of the Company's next annual shareholder meeting. Date used for vesting in Table 2 is an estimated date.