Filing Details

Accession Number:
0001225208-22-002766
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-18 16:15:56
Reporting Period:
2022-02-16
Accepted Time:
2022-02-18 16:15:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477044 N Robert Duelks 5 Dakota Drive
Lake Success NY 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-16 12,074 $22.67 34,376 No 4 M Direct
Common Stock Acquisiton 2022-02-16 9,982 $21.29 44,358 No 4 M Direct
Common Stock Disposition 2022-02-16 4,704 $145.04 39,654 No 4 F Direct
Common Stock Disposition 2022-02-16 5,761 $145.04 33,893 No 4 F Direct
Common Stock Disposition 2022-02-16 1,300 $145.75 7,700 No 4 S Indirect BOMAR II LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Indirect BOMAR II LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-02-16 9,982 $21.29 9,982 $21.29
Common Stock Stock Option (Right to Buy) Disposition 2022-02-16 12,074 $22.67 12,074 $22.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-10 2022-05-10 No 4 M Direct
0 2012-11-15 2022-11-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The reporting person, along with his wife, Mary E. Duelks are members of BOMAR II LLC (the "LLC") through the Robert N. Duelks Revocable Trust dated January 11, 2007 and the Mary E. Duelks Revocable Trust dated January 11, 2007. Ownership in the LLC is held by various Grantor Retained Annuity Trusts ("GRATS") in which the reporting person and his wife act as Trustees.