Filing Details

Accession Number:
0001140361-11-029396
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 18:19:25
Reporting Period:
2011-05-19
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 18:19:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1491925 New Mountain Finance Holdings L.l.c. NONE () 263633354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018327 B Steven Klinsky C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 49Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Membership Units Acquisiton 2011-05-19 1,655,170 $13.75 1,655,170 No 4 P Indirect See Note
Common Membership Units Acquisiton 2011-05-23 139,242 $13.75 1,794,412 No 4 P Indirect See Note
Common Membership Units Acquisiton 2011-05-19 68,965 $13.75 68,965 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note
No 4 P Indirect See Note
No 4 P Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Membership Units 1,252,964 Indirect See Note
Common Membership Units 20,221,938 Indirect See Note
Footnotes
  1. New Mountain Finance Corporation directly owns Common Membership Units of New Mountain Finance Holdings, L.L.C. (the "Units"). The reporting person directly owns 1,794,412 shares of common stock of New Mountain Finance Corporation. The reporting person may be deemed to beneficially own 1,794,412 of the Units owned by New Mountain Finance Corporation. The reporting person disclaims beneficial ownership of these Units, except to the extent of his pecuniary interest therein.
  2. The Steven B. Klinsky Trust directly owns 68,965 shares of common stock of New Mountain Finance Corporation. The reporting person may be deemed to beneficially own 68,965 of the Units owned by New Mountain Finance Corporation. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. New Mountain Guardian Partners, L.P. ("Guardian Partners") directly owns 1,252,964 shares of common stock of New Mountain Finance Corporation. New Mountain Guardian GP, L.L.C. is the general partner of Guardian Partners. The reporting person is the sole owner of New Mountain Guardian GP, L.L.C. The reporting person may be deemed to beneficially own 1,252,964 of the Units owned by New Mountain Finance Corporation. The reporting person disclaims beneficial ownership of these Units except to the extent of his pecuniary interest therein.
  4. New Mountain Finance AIV Holdings Corporation ("AIV Holdings") and New Mountain Guardian AIV, L.P. ("Guardian AIV") (indirectly through its wholly-owned subsidiary, AIV Holdings) own 20,221,938 Units. New Mountain Investments III, L.L.C. is the general partner of Guardian AIV. The reporting person is the managing member of New Mountain Investments III, L.L.C. and may be deemed to beneficially own these Units. The reporting person disclaims beneficial ownership of these Units except to the extent of his pecuniary interest therein.