Filing Details

Accession Number:
0001209191-22-010408
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-16 20:14:31
Reporting Period:
2022-02-14
Accepted Time:
2022-02-16 20:14:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544522 Freshworks Inc. FRSH Services-Prepackaged Software (7372) 331218825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1872303 Johanna Flower C/O Freshworks Inc.
2950 S Delaware Street, Suite 201
San Mateo CA 94403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-14 50,000 $0.00 50,366 No 4 C Direct
Class A Common Stock Disposition 2022-02-14 300 $19.06 50,066 No 4 S Direct
Class A Common Stock Disposition 2022-02-14 41,415 $20.31 8,651 No 4 S Direct
Class A Common Stock Disposition 2022-02-14 8,285 $20.87 366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2022-02-14 89,690 $0.00 89,690 $0.00
Class B Common Stock Restricted Stock Units Disposition 2022-02-14 7,810 $0.00 7,810 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-02-14 97,500 $0.00 97,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-02-14 50,000 $0.00 50,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
195,310 2030-03-02 No 4 M Direct
67,190 2031-08-04 No 4 M Direct
187,500 No 4 M Direct
137,500 No 4 C Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.68 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.93 to $20.92 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.10 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  5. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.
  6. The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following March 2, 2020, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
  7. The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSUs shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 2, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
  8. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.