Home > Insider Trading > Filing (0001567619-22-004715)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758057	Luminar Technologies Inc.	LAZR	Motor Vehicle Parts & Accessories (3714)	831804317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1842577	Hong Jun Heng	C/O Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando FL 32826		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-02-14	132,000	$15.47	331,902	No	4	S	Indirect	By Heng Zhao JT Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Heng Zhao JT Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,603,955	Indirect	By Press Room LLC
Class A Common Stock	41,412	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	17,018	Indirect	By Crescent Cove Capital LP
Class A Common Stock	143,423	Indirect	By CC Holdings IV, LLC
Class A Common Stock	853,995	Indirect	By Crescent Cove Capital II LP
Class A Common Stock	675,435	Indirect	By Crescent Cove Opportunity Fund LP
Class A Common Stock	40,130	Indirect	By CC Holdings I LLC
Class A Common Stock	7,107	Indirect	By CC Holdings IX Co-Invest Fund, LP
Class A Common Stock	34,786	Indirect	By Crescent Cove LTI-SPV, LP
Class A Common Stock	262,705	Indirect	By Crescent Cove Opportunity Foreign Intermediary, LLC
Class A Common Stock	18,559	Direct

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by The Heng Zhao JT Revocable Trust, a trust owned by the reporting person and his wife, on December 16, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.90, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partners of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment managers of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of the Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities.
The reporting person manages Press Room LLC, and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.