Filing Details

Accession Number:
0001209191-22-010121
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-16 11:43:16
Reporting Period:
2022-02-15
Accepted Time:
2022-02-16 11:43:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1760173 Surgalign Holdings Inc. SRGA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544482 M. Terry Rich 520 Lake Cook Road, Suite 315
Deerfield IL 60015
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-15 434,784 $0.46 3,225,429 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2022-02-15 326,088 $0.00 326,088 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
765,186 2022-02-15 2027-02-15 No 4 P Direct
Footnotes
  1. Total shares includes 17,985 shares purchased under the Company's Employee Stock Purchase Plan on December 31, 2021, which is exempt under Rule 16b-3(c).