Filing Details
- Accession Number:
- 0001179110-22-001289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-15 18:38:21
- Reporting Period:
- 2022-02-04
- Accepted Time:
- 2022-02-15 18:38:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547546 | Lument Finance Trust Inc. | LFT | Real Estate Investment Trusts (6798) | 454966519 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1640309 | C Walter Keenan | C/O Lument Finance Trust, Inc. 230 Park Avenue, 20Th Floor New York NY 10169 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-11 | 50,000 | $3.06 | 50,000 | No | 4 | X | Indirect | By wife |
| Common Stock | Acquisiton | 2022-02-11 | 0 | $0.00 | 41,911 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By wife |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights (right to buy) | Acquisiton | 2022-02-04 | 4,750 | $0.02 | 4,750 | $3.06 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2022-02-11 | 45,250 | $0.00 | 45,250 | $3.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2022-01-18 | 2022-02-11 | No | 4 | P | Indirect |
| 0 | 2022-01-18 | 2022-02-11 | No | 4 | X | Indirect |
Footnotes
- Includes 45,250 subscription rights that were distributed by the issuer to the reporting person on January 18, 2022 and subsequently transferred by the reporting person to the reporting person's wife for no consideration.
Billionaire Hedge Funds
