Filing Details

Accession Number:
0001179110-22-001284
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-15 18:09:39
Reporting Period:
2022-02-11
Accepted Time:
2022-02-15 18:09:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282835 F William Truscott General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Ceo, Global Asset Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-02-14 5,500 $304.43 28,363 No 4 S Indirect By LLC
Common Stock Disposition 2022-02-14 10,500 $305.44 17,863 No 4 S Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By LLC
No 4 S Indirect By LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2022-02-11 503 $304.00 503 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,529 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,491 Direct
Common Stock 293 Indirect By 401(k) Plan
Footnotes
  1. Reflects the weighted average price of 5,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2022 with sale prices ranging from $304.0637 to $305.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average price of 10,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2022 with sale prices ranging from $305.1698 to $305.88 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 14, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  4. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
  5. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.