Filing Details
- Accession Number:
- 0000005768-11-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 14:24:34
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 14:24:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447577 | B Robert Cline | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-19 | 655 | $61.40 | 7,295 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-19 | 169 | $51.56 | 7,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-19 | 824 | $90.00 | 6,640 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-19 | 655 | $0.00 | 655 | $61.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-19 | 169 | $0.00 | 169 | $51.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 328 | 2011-05-06 | 2019-05-15 | No | 4 | M | Direct |
| 0 | 2011-05-06 | 2018-06-12 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2011.
- On May 15, 2009, the reporting person was granted an option to purchase 983 shares of common stock. The option vests in increments based on AS&E's satisfaction of certain performance criteria. The performance criteria was met for two thirds of the goals, resulting in vesting of the option as to 655 shares.
- On June 12, 2008, the reporting person was granted an option to purchase 507 shares of common stock. The option vests in increments based on AS&E's satisfaction of certain performance criteria. The performance criteria was met for the goals, resulting in vesting of the option as to the remaining 169 shares.
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