Filing Details
- Accession Number:
- 0001560043-22-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-15 13:11:41
- Reporting Period:
- 2022-02-15
- Accepted Time:
- 2022-02-15 13:11:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490906 | Capitol Federal Financial Inc. | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560043 | G. Natalie Haag | C/O Capitol Federal Financial, Inc. 700 South Kansas Avenue Topeka KS 66603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Acquisiton | 2022-02-15 | 545 | $11.10 | 16,335 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Cffn Common Stock | 65,541 | Direct | |
| Cffn Common Stock | 3,771 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Cffn Common Stock | CFFN Phantom Stock 2019 | $13.73 | 2022-12-31 | 2022-12-31 | 2,784 | 2,784 | Direct |
| Cffn Common Stock | CFFN Phantom Stock 2020 | $12.50 | 2023-12-31 | 2023-12-31 | 1,828 | 1,828 | Direct |
| Cffn Common Stock | CFFN Phantom Stock 2021 | $11.33 | 2024-12-31 | 2024-12-31 | 5,211 | 5,211 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-31 | 2,784 | 2,784 | Direct |
| 2023-12-31 | 1,828 | 1,828 | Direct |
| 2024-12-31 | 5,211 | 5,211 | Direct |
Footnotes
- The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Billionaire Hedge Funds
