Filing Details

Accession Number:
0001104659-22-023277
Form Type:
5
Zero Holdings:
No
Publication Time:
2022-02-14 17:35:12
Reporting Period:
2021-12-31
Accepted Time:
2022-02-14 17:35:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055003 M. Ronald Lott C/O Suro Capital Corp.
640 Fifth Avenue, 12Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-08 50 $14.87 5,564 No 4 S Direct
Common Stock Disposition 2021-11-05 7,556 $15.45 5,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reporting person is hereby disclosing a delinquent Form 4 transaction.
  2. Total as of SuRo Capital Corp.'s (the "Company") fiscal year ended December 31, 2021; includes (1) 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (A) first anniversary of the award date (with such first anniversary being July 9, 2022) and (B) date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date (the "Vesting Schedule), (2) 1,282 shares of the Company's common stock received in connection with dividends on such 3,770 restricted shares, which are also restricted and subject to the Vesting Schedule, and (3) unrestricted shares of the Company's common stock received in connection with dividends.