Filing Details

Accession Number:
0001371285-22-000034
Form Type:
5
Zero Holdings:
No
Publication Time:
2022-02-14 17:14:06
Reporting Period:
2021-12-31
Accepted Time:
2022-02-14 17:14:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371285 Trupanion Inc. TRUP Hospital & Medical Service Plans (6324) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622728 Asher Bearman C/O Trupanion, Inc.
6100 4Th Avenue S, Suite 200
Seattle WA 98108
Evp, Business Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-25 1,220 $0.00 72,143 No 5 M Direct
Common Stock Disposition 2021-08-25 614 $93.83 71,529 No 5 F Direct
Common Stock Acquisiton 2021-08-25 2,079 $0.00 73,608 No 5 M Direct
Common Stock Disposition 2021-08-25 1,046 $93.83 72,562 No 5 F Direct
Common Stock Acquisiton 2021-08-25 2,171 $0.00 74,733 No 5 M Direct
Common Stock Disposition 2021-08-25 1,093 $93.83 73,640 No 5 F Direct
Common Stock Acquisiton 2021-11-25 1,219 $0.00 74,859 No 5 M Direct
Common Stock Disposition 2021-11-25 614 $125.23 74,245 No 5 S Direct
Common Stock Acquisiton 2021-11-25 2,079 $0.00 76,324 No 5 M Direct
Common Stock Disposition 2021-11-25 1,046 $125.03 75,278 No 5 F Direct
Common Stock Acquisiton 2021-11-25 2,171 $0.00 77,449 No 5 M Direct
Common Stock Disposition 2021-11-25 1,093 $125.03 76,356 No 5 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 M Direct
No 5 F Direct
No 5 M Direct
No 5 F Direct
No 5 M Direct
No 5 F Direct
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 F Direct
No 5 M Direct
No 5 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2021-08-25 1,220 $0.00 1,220 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-08-25 2,079 $0.00 2,079 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-08-25 2,171 $0.00 2,171 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-11-25 1,219 $0.00 1,219 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-11-25 2,079 $0.00 2,079 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-11-25 2,171 $0.00 2,171 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,439 2022-02-25 No 5 M Direct
12,476 2023-02-25 No 5 M Direct
21,713 2024-02-25 No 5 M Direct
1,220 2022-02-25 No 5 M Direct
10,397 2023-02-25 No 5 M Direct
19,542 2024-02-25 No 5 M Direct
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
  3. This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.2128 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
  6. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
  7. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.